CARLOS MANUEL OLIVEIRA is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 331 ELSBREE ST, FALL RIVER, MA, 02720.
CARLOS MANUEL OLIVEIRA has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since July 15, 2011
Disclosure History
CARLOS MANUEL OLIVEIRA has 1 Disclosure Event(s).
Date: November 13, 2012 Category: Customer Dispute Allegations: OVER FIVE (5) YEARS AFTER ELECTING TO INVEST IN NNN RETREAT AT STONECREST, CLAIMANTS NOW ASSERT THAT THE INVESTMENT HAD BEEN UNSUITABLE. Damage Amount Requested: $456,270.50 Settlement Amount: $188,044.00 Broker Comment: RR STATES THIS COMPLAINT WAS FILED AGAINST HIS PREVIOUS BROKER DEALER FIVE YEARS AFTER THE COMPLETION OF THE TRANSACTION. RR STATES THE COMPLAINT WAS SETTLED BETWEEN THE PREVIOUS BROKER DEALER AND THE CLIENT, AND RR DID NOT CONTRIBUTE TO SAID SETTLEMENT.
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