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CARLTON FENNER GAY is currently employed as a Broker and/or Investment Adviser at PURSHE KAPLAN STERLING INVESTMENTS located at 2010 CORPORATE RIDGE ROAD, SUITE 140, MCLEAN, VA, 22102.
CARLTON FENNER GAY has worked at PURSHE KAPLAN STERLING INVESTMENTS since March 22, 2013
CARLTON FENNER GAY has 1 Disclosure Event(s).
Date: May 09, 2002All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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