CARLTON CREIG OKAMOTO is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 1001 BISHOP STREET #1530, HONOLULU, HI, 96813.
CARLTON CREIG OKAMOTO has worked at NATIONAL SECURITIES CORPORATION since November 15, 1993
Disclosure History
CARLTON CREIG OKAMOTO has 1 Disclosure Event(s).
Date: January 01, 1985 Category: Customer Dispute Allegations: CUSTOMER CLAIMED THAT AN ILLIQUID STOCK WASNOT SOLD ON A TIMELY BASIS CAUSING A LOSS TO THE CUSTOMER. THECUSTOMER, [CUSTOMER], SOUGHT DAMAGES OF $17,000.00. Damage Amount Requested: $17,000.00 Damages Granted: $1,500.00 Broker Comment: NASD ARBITRATION PANEL DECIDED THAT GENESISCAPITAL CORPORATION SHOULD PAY TO [CUSTOMER] THE SUM OF$1,200.00, AND PAY TO THIS ATTORNEY [ATTORNEY] THE SUM OF$300.00.THE CUSTOMER WAS SEEKING DAMAGES OF $17,000;HOWEVER, THE NASD ARBITRATION PANEL AWARDED HIM ONLY $1,200.00.THIS IS THE ONLY CUSTOMER COMPLAINT AGAINST ME IN THE FOURTEENOR SO YEARS I HAVE BEEN A BROKER.
More Information
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