CAROL LYNN BUSCHE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 400 N EXECUTIVE DR, STE 110, BROOKFIELD, WI, 53005.
CAROL LYNN BUSCHE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 03, 1990
Disclosure History
CAROL LYNN BUSCHE has 1 Disclosure Event(s).
Date: September 18, 2009 Category: Customer Dispute Allegations: THE CLIENT'S ATTORNEY ALLEGED THE INFORMATION GIVEN TO THE CLIENT REGARDING THE ANNUITYPURCHASE WAS VAGUE AND THE CONTRACT WAS NEVER RECEIVED. Damage Amount Requested: $19,508.25 Broker Comment: THE FIRM'S REVIEW FOUND THE CLIENT SIGNED THE ANNUITY APPLICATION AND REPLACEMENT DISCLOSURE DOCUMENTS AND THE ANNUITY CONTRACT WAS MAILED TO THE CLIENT'S ADDRESS. THE REPLACEMENT ANNUITY APPEARED TO MEET THE CLIENT'S INVESTMENT GOALS AND OBJECTIVES.
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