CAROL LYNN MANI JOHNSTON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 200 CONCORD PLAZA DR, SUITE 300, SAN ANTONIO, TX, 78216.
CAROL LYNN MANI JOHNSTON has worked at UBS FINANCIAL SERVICES INC. since December 03, 2013
CAROL LYNN MANI JOHNSTON has 1 Disclosure Event(s).Date: April 20, 1999
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for CAROL LYNN MANI JOHNSTON, click here.