CAROL LYNN MARTIN

CAROL LYNN MARTIN is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2439 MANHATTAN BLVD, STE 506-A, HARVEY, LA, 70058.

CAROL LYNN MARTIN has worked at PFS INVESTMENTS INC. since July 29, 2014

Disclosure History

CAROL LYNN MARTIN has 2 Disclosure Event(s).

Date: August 19, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $5,736.94
Judgment/Lien Type: Civil
Broker Comment: PAYMENT ARRANGEMENT IN PLACE TO PAY BACK LOAN, EFFECTIVE NOW.

Date: January 09, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $12,567.19
Judgment/Lien Type: Tax
Broker Comment: NOT ENOUGH MONEY HELD THRU THE YEAR TO PAY TAXES IN FULL. FINANCIAL HARDSHIP PREVENTED INCREASE IN MONEY FOR TAXES. I WAS UNEMPLOYED FROM 9/2012 TO 3/2014; FOR TAX YRS 2008 & 2009, CASE# SQ1112141

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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