CAROL LIEBERMAN MUNOZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 16870 VALLEY VIEW AVE, STE B, LA MIRADA, CA, 90638.
CAROL LIEBERMAN MUNOZ has worked at PFS INVESTMENTS INC. since December 01, 2011
Disclosure History
CAROL LIEBERMAN MUNOZ has 5 Disclosure Event(s).
Date: November 09, 2016 Category: Financial Type: Bankruptcy Disposition: CLOSED Broker Comment: CONVERTED TO CHAPTER 7 ON 12/27/2016- DISCHARGE WITHHELD- CLOSED ON 04/25/2017.
Date: May 30, 2012 Category: Financial Type: Bankruptcy Disposition: CLOSED Broker Comment: ATTEMPT TO SAVE OUR HOME, ATTORNEY HAS TOLD US TO FILE BANKRUPTCY.
Date: January 04, 2012 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: BANKRUPTCY IS BEING DONE TO SAVE OUR HOME
Date: November 23, 2011 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: BANKRUPTCY IS BEING FILED TO KEEP OUR HOME WE HAVE AN ATTORNEY WHO IS HELPNG US SAVE OUR HOME AND SUGGESTED WE FILE BANKRUPTCY. WE HAVE BEEN FIGHTING A BAD LOAN AND EXTREMELY HIGH PAYMENT.
Date: February 01, 2011 Category: Financial Type: Bankruptcy Disposition: CLOSED
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for CAROL LIEBERMAN MUNOZ, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.