CAROLYN A CARR is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 164 CORPORATE DRIVE, PORTSMOUTH, NH, 03801.

CAROLYN A CARR has worked at SIGNATOR INVESTORS, INC. since April 05, 2016

Disclosure History

CAROLYN A CARR has 1 Disclosure Event(s).

Date: June 06, 2011
Category: Financial
Type: Compromise
Disposition: Dissolved
Broker Comment: This was a credit card from college that I was not able to pay. It was approximately $1,000.00. Chase charged off the account.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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