CAROLYN HERCHI SHEU is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 70 S. Lake Ave., Ste. 700, Pasadena, CA, 91101.
CAROLYN HERCHI SHEU has worked at WESTERN INTERNATIONAL SECURITIES, INC. since November 14, 2016
Disclosure History
CAROLYN HERCHI SHEU has 1 Disclosure Event(s).
Date: July 06, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION REGARDING RISK. Damage Amount Requested: $250,000.00 Broker Comment: MERRILL LYNCH FOUND [CUSTOMER'S] CLAIMS TO BE WITHOUT MERIT.
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