CARRINGTON MILES CARRINGTON is currently employed as a Broker and/or Investment Adviser at CAPULENT LLC located at 1 Spectrum Pointe Drive, Ste 150, Lake Forest, CA, 92630.
CARRINGTON MILES CARRINGTON has worked at CAPULENT LLC since January 10, 2018
Disclosure History
CARRINGTON MILES CARRINGTON has 5 Disclosure Event(s).
Date: October 28, 2013 Category: Criminal Charges: 484(a)-488 California Penal Code - Petty Theft1 Disposition: Pled guilty Broker Comment: The charges are eligible for expungement and the probation has been successfully completed.
Date: June 23, 1999 Category: Criminal Charges: 1 COUNT OF SECTION 484(A)PC MISDEMEANOR THEFT OF PROPERTY - GUILTY Charge Type: MISDEMEANOR Disposition: A)CONVICTED B) 6/23/1999 C) 12 DAY SENTENCE 3 YEARS INFORMAL PROBATION E) 2/21/01 Broker Comment: PROBATION WAS TERMINATED ON 10/17/2005 AND MOTION MADE TO EXPUNGE. ON 03/26/2006 MOTION GRANTED BY THE COURT. IT WAS ORDERED THAT THE PLEA, VERDICT, OR FINDING OF GUILT BE SET ASIDE AND VACATED AND A PLEA OF NOT GUILTY ENTERED; AND THAT THE COMPLAINT WAS HEREBY DISMISSED PURSUANT TO 1203.4 PC.
Date: June 24, 1996 Category: Criminal Charges: COUNT 1: INFLICTING CORPORAL INJURY ON A SPOUSE- FELONY CHARGE (EVENTUALLY REDUCED TO A MISDEMEANOR ON 09/24/1996). Charge Type: FELONY Disposition: ORIGINAL FELONY CHARGE REDUCED TO MISDEMEANOR. ON 12/19/2005 HEARING HELD ON MOTION TO DISMISS. MOTION WAS GRANTED. MR. CARRINGTON COMPLIED WITH THE TERMS OF HIS PROBATION. PLED GUILTY SET ASIDE, PLEA OF NOT GUILTY ENTERED AND CASE DISMISSED AS TO COUNT 1 PURSUANT TO PROVISION OF PENAL CODE 1203.4. Broker Comment: COURT DOCUMENTS PROVIDED TO THE NASD.
Date: February 09, 1995 Category: Criminal Charges: COUNT 1: 488 PC - PETTY THEFT - MISDEMEANORCOUNT 2: 240 PC - ASSAULT - MISDEMEANORCOUNT 3: 242 PC - BATTERY - MISDEMEANOR Charge Type: MISDEMEANOR Disposition: COUNT 1: 488 PC - PETTY THEFT - MISDEMEANOR - DISMISSED ON 05/17/1995/FURTHERANCE OF JUSTICECOUNT 2: 240 PC - ASSAULT - MISDEMEANOR - DISMISSED ON 05/17/1995/FURTHERANCE OF JUSTICECOUNT 3: 242 PC - BATTERY - MISDEMEANOR - DISMISSED ON 05/17/1995/FURTHERANCE OF JUSTICE Broker Comment: ORANGE COUNTY, CA COURTS DESTROY ALL MISDEMEANOR COURT RECORDS 5 YEARS AFTER DATE OF FINAL DISPOSITION. NO RECORDS AVAILABLE FOR THIS CHARGE.
Date: November 11, 1990 Category: Criminal Charges: 1 COUNT OF ATTEMPTED ROBBERY, MISDEMEANOR Charge Type: MISDEMEANOR Disposition: DISMISSED ON 11/13/1990 FOR LACK OF SUFFICIENT EVIDENCE. Broker Comment: NO RECORDS ARE AVAILABLE FROM THE COURTS ON THIS CASE. SANTA ANA DESTROYS ALL MISDEMEANOR RECORDS 5 YEARS FROM DATE OF FINAL DISPOSITION.
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