CARTER CONRAD BENKENDORFER

CARTER CONRAD BENKENDORFER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 101 N. Shoreline Blvd., Suite 560, Corpus Christi, TX, 78401.

CARTER CONRAD BENKENDORFER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since June 15, 2012

Disclosure History

CARTER CONRAD BENKENDORFER has 1 Disclosure Event(s).

Date: May 11, 2009
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES HE DID NOT RECEIVE FULL DISCLOSURE OR REALIZE THE RAMIFICATION/IMPLICATIONS OF INVESTING IN HIS REIT PURCASED IN JUNE 2008.
Damage Amount Requested: $20,000.00
Broker Comment: OUR REVIEW INDICATED THE REIT WAS FULLY DISCLOSED AND SUITABLE AT THE TIME OF THE SALE. DUE TO CHANGES IN THE CLIENT'S CIRCUMSTANCES, THEY CHOSE TO SELL BACK THEIR REIT SHARES, SHORTLY AFTER PURCHASING. WE FOUND NO WRONGDOING ON THE PART OF THE ADVISOR.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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