CARTER STANLEY HERSHEY is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 10880 WILSHIRE BOULEVARD, LOS ANGELES, CA, 90024.
CARTER STANLEY HERSHEY has worked at OPPENHEIMER & CO. INC. since March 26, 2010
Disclosure History
CARTER STANLEY HERSHEY has 1 Disclosure Event(s).
Date: January 17, 2008 Category: Customer Dispute Allegations: CLIENT STATES THAT HE WAS MISTAKENLY GIVEN INFORMATION THAT THE ANNUITY HE PURCHASED COULD BE SURRENDERED AFTER THREE YEARS. Damage Amount Requested: $15,720.00 Settlement Amount: $9,000.00
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