CARY DWIGHT RUBMAN is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 4320 Southport Supply Rd SE, Suite 300, Southport, NC, 28461.
CARY DWIGHT RUBMAN has worked at HD VEST INVESTMENT SERVICES since January 09, 1986
Disclosure History
CARY DWIGHT RUBMAN has 2 Disclosure Event(s).
Date: September 07, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE VARIABLE ANNUITY HE PURCHASED WAS NOT SUITABLE. Damage Amount Requested: $40,000.00 Broker Comment: CLIENT RESCINDED HIS COMPLAINT IN WRITING ONCE THE REP RE-REVIEWED THE FEATURES OF THE PRODUCT WITH HIM.
Date: March 30, 2007 Category: Customer Dispute Allegations: CLIENTS ARE ALLEGING THAT THE PRODUCTS THEY WERE SOLD WERE NOT SUITABLE AND THAT THEIR REP WAS CHURNING. Damage Amount Requested: $173,875.00
More Information
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