CATHERINE Josephine CALANDRA is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 45 QUAKER RIDGE ROAD, NEW ROCHELLE, NY, 10804.

CATHERINE Josephine CALANDRA has worked at J.P. MORGAN SECURITIES LLC since August 03, 2016

Disclosure History

CATHERINE Josephine CALANDRA has 1 Disclosure Event(s).

Date: May 25, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I was not aware of this Compromise Settlement until June 30th, 2016, when my credit report was pulled for background check for new employer. It was reported immediately once I became aware that the was a Compromise Settlement made with Bank of America.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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