CATHERINE MARY DOWNEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 100 MIDDLE STREET, 1ST AND 3RD FLOORS, PORTLAND, ME, 04101.
CATHERINE MARY DOWNEY has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
CATHERINE MARY DOWNEY has 1 Disclosure Event(s).
Date: July 05, 2005 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION REGARDING TAX CONSEQUENCES AND SURRENDER CHARGES. ALLEGED OVER $5,000 DAMAGES. (2005) *** I DENY THE CLAIMS MADE BY THE CUSTOMER. I HAVE DOCUMENTATION ON FILE SHOWING THE PENALTY, INCLUDING A NOTE FROM THE CUSTOMER AKNOWLEDGING THE PENALTY, A LETTER SIGNED BY THE CUSTOMER ACKNOWLEDGING THE IRS PENALTY AND SURRENDER CHARGES AND CREATING A TAXABLE EVENT. ***
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