CATHERINE ELLEN GALGANO

CATHERINE ELLEN GALGANO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2211 YORK RD., SUITE 100, OAK BROOK, IL, 60523.

CATHERINE ELLEN GALGANO has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

CATHERINE ELLEN GALGANO has 1 Disclosure Event(s).

Date: October 16, 2002
Category: Customer Dispute
Allegations: FAILURE TO SUPERVISE FROM MARCH 22, 2000 THROUGH APRIL 18, 2000.
Damage Amount Requested: $93,750.00
Settlement Amount: $50,000.00
Broker Comment: DURING ARBITRATION HEARING, PANEL DISMISSED BOM FROM THIS MATTER.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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