CATHERINE ANN JAFFKE

CATHERINE ANN JAFFKE is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 11760 SHELBYVILLE ROAD, SUITE 103, LOUISVILLE, KY, 40243-1497.

CATHERINE ANN JAFFKE has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2008

Disclosure History

CATHERINE ANN JAFFKE has 1 Disclosure Event(s).

Date: November 04, 2008
Category: Customer Dispute
Allegations: POLICY OWNER ALLEGES THAT THE VARIABLE LIFE INSURANCE POLICY THAT WAS PURCHASED ON 9/26/97 WAS MISREPRESENTED AS AS A RETIREMENT PLAN WITH INSURANCE THAT WOULD PROVIDE INCOME FOR THE REST OF HIS LIFE WITHOUT AFFECTING HIS INSURANCE.
Damage Amount Requested: $13,456.25

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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