CATHY KAYE SCHMITT is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5101 S. NEVADA AVENUE, SUITE 200, SIOUX FALLS, SD, 57108-2210.
CATHY KAYE SCHMITT has worked at NYLIFE SECURITIES LLC since August 14, 2000
Disclosure History
CATHY KAYE SCHMITT has 1 Disclosure Event(s).
Date: October 22, 2004 Category: Customer Dispute Allegations: IN REGARD TO A VARIABLE ANNUITY PURCHASED IN JANUARY 2001, THE CUSTOMER ALLEGES THAT THEY WERE NOT FULLY INFORMED REGARDING THE FEES ASSOCIATED WITH A RIDER ON THE POLICY. CUSTOMER REQUESTS THAT THE FEE BE WAIVED, IF HE DECIDES TO CANCEL THE RIDER IN THE FUTURE. Damage Amount Requested: $13,387.84
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