CECILLE SORIANO SAMS

CECILLE SORIANO SAMS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 699 INDEPENDENCE BOULEVARD, VIRGINIA BEACH, VA, 23455.

CECILLE SORIANO SAMS has worked at WELLS FARGO CLEARING SERVICES, LLC since March 05, 2012

Disclosure History

CECILLE SORIANO SAMS has 1 Disclosure Event(s).

Date: December 16, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: HAD TO CLAIM BANKRUPTCY DUE TO SPOUSE LOSING EMPLOYMENT AND SPOUSE IS STILL UNEMPLOYED

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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