CEDRIC JOSEPH LEGRAND

CEDRIC JOSEPH LEGRAND is currently employed as a Broker and/or Investment Adviser at FIRST CITIZENS INVESTOR SERVICES, INC. located at 3001 TRENWEST DRIVE, WINSTON-SALEM, NC, 27103.

CEDRIC JOSEPH LEGRAND has worked at FIRST CITIZENS INVESTOR SERVICES, INC. since June 03, 2008

Disclosure History

CEDRIC JOSEPH LEGRAND has 1 Disclosure Event(s).

Date: April 14, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES HE DOES NOT REMEMBER BEING INFORMED THE BONDS HE PURCHASED DID NOT MATURE UNTIL 4/28/14. CUSTOMER FELT HE WAS NOT GIVEN PROFESSIONAL ADVICE. CLIENT WISHES TO HAVE HIS ORIGINAL PRINCIPAL RETURNED.
Damage Amount Requested: $8,094.98
Settlement Amount: $7,546.39
Broker Comment: AFTER INVESTIGATING THE FIRM DETERMINED IT WAS NOT CERTAIN WHAT THE CLIENT UNDERSTOOD ABOUT THE BONDS. SETTLEMENT WAS REACHED WITH CLIENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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