CHAD WILLIAM BROOKS

CHAD WILLIAM BROOKS is currently employed as a Broker and/or Investment Adviser at BRIGHTHOUSE SECURITIES, LLC located at 29261 Paseo Sedano, San Juan Capistrano, CA, 92675.

CHAD WILLIAM BROOKS has worked at BRIGHTHOUSE SECURITIES, LLC since March 06, 2017

Disclosure History

CHAD WILLIAM BROOKS has 2 Disclosure Event(s).

Date: March 23, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 12, 1990
Category: Criminal
Charges: SHOPLIFTING - 1 COUNT, MISDEMEANOR, (PETTY THEFT), NOT GUILTY. Charge Type: MISDEMEANOR
Disposition: CONVICTED 1/24/1991, 3 MONTHS FORMAL PROBATION. PAID PENALTY FEE OF $310.00, FINE PAID IN FULL 6/11/1991.
Broker Comment: 12/6/90- I WAS SHOPPING AT MERVYNS WITH MY FAMILY AND PUT A SWEATSHIRT ON. THEN I STARTED PLAYING WITH MY BROTHER AND WALKED OUT OF THE STORE WITH THE SWEATSHIRT STILL ON.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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