CHAD EVERETT CLARK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4109 LITTLE ROAD, SUITE 101, TRINITY, FL, 34655.
CHAD EVERETT CLARK has worked at LPL FINANCIAL LLC since December 03, 2012
Disclosure History
CHAD EVERETT CLARK has 1 Disclosure Event(s).
Date: October 14, 2008 Category: Customer Dispute Allegations: 2/04-10/08; CLIENT CLAIMS HE TRUSTED THE FA TO PROTECT HIS RETIREMENT FUNDS AND FOLLOWED THE FA'S RECOMMENDATIONS AND HAVE LOST 40% OF ALL HIS MONIES. CLIENT BELIEVES THE FA SHOULD TAKE SOME RESPONSIBILITY FOR HIS RECOMMENDATIONS AND THE RESULTS OF THEM. Damage Amount Requested: $5,000.00 Broker Comment: WE RECEIVED COMMUNICATION FROM FA THAT THE CLIENT DID NOT INTEND FOR HIS EMAILS TO BE CONSIDERED FORMAL COMPLAINTS AND IT IS OUR UNDERSTANDING CLIENT DOES NOT WISH FOR US TO TAKE FURTHER ACTION REGARDING THE COMPLAINT AT THIS TIME. IF THIS IS NOT A CORRECT UNDERSTANDING THE CLIENT IS DIRECTED TO CONTACT US.
More Information
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