CHAD EVERETT CLARK

CHAD EVERETT CLARK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4109 LITTLE ROAD, SUITE 101, TRINITY, FL, 34655.

CHAD EVERETT CLARK has worked at LPL FINANCIAL LLC since December 03, 2012

Disclosure History

CHAD EVERETT CLARK has 1 Disclosure Event(s).

Date: October 14, 2008
Category: Customer Dispute
Allegations: 2/04-10/08; CLIENT CLAIMS HE TRUSTED THE FA TO PROTECT HIS RETIREMENT FUNDS AND FOLLOWED THE FA'S RECOMMENDATIONS AND HAVE LOST 40% OF ALL HIS MONIES. CLIENT BELIEVES THE FA SHOULD TAKE SOME RESPONSIBILITY FOR HIS RECOMMENDATIONS AND THE RESULTS OF THEM.
Damage Amount Requested: $5,000.00
Broker Comment: WE RECEIVED COMMUNICATION FROM FA THAT THE CLIENT DID NOT INTEND FOR HIS EMAILS TO BE CONSIDERED FORMAL COMPLAINTS AND IT IS OUR UNDERSTANDING CLIENT DOES NOT WISH FOR US TO TAKE FURTHER ACTION REGARDING THE COMPLAINT AT THIS TIME. IF THIS IS NOT A CORRECT UNDERSTANDING THE CLIENT IS DIRECTED TO CONTACT US.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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