CHAD GERALD MOLITOR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 805 S CHURCH ST SUITE 9, MURFREESBORO, TN, 37130.
CHAD GERALD MOLITOR has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
CHAD GERALD MOLITOR has 2 Disclosure Event(s).
Date: September 28, 2004 Category: Customer Dispute Allegations: CLIENTS ARE ALLEGING THE PRODUCTS SOLD TO THEM WERE UNSUITABLE. Damage Amount Requested: $338,000.00 Broker Comment: THE ARBITRATION WAS SETTLED PRIOR TO ACTUAL PROCEEDINGS AT A BUSINESS DECISION. CHAD MOLITOR WAS NOT FOUND LIABLE, ADMITTED NO GUILT AND DID NOT TAKE PART IN ANY SETTLEMENT PAYMENT.
Date: January 16, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGED THEY SUFFERED FINANCIAL LOSSES BECAUSE FINANCIAL PRODUCTS DID NOT GENERATE TAX ADVANTAGES REPRESENTED. MUTUAL FUNDS USED AS AN INVESTMENT FOR A CHARITABLE REMAINDER TRUST. ADVISE REGARDING TRUST WAS GIVEN BY A TAX PLANNING ATTORNEY. Settlement Amount: $45,000.00 Broker Comment: NO FAULT FOUND IN REP'S RECOMMENDATION REGARDING SECURITY PRODUCTS. CASE WAS SETTLED BY E & O IN ORDER TO RESOLVE ISSUE.
More Information
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