CHAD KURTIS NELSON

CHAD KURTIS NELSON is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 825 EAST 1180 SOUTH, AMERICAN FORK, UT, 84003.

CHAD KURTIS NELSON has worked at FIDELITY BROKERAGE SERVICES LLC since November 22, 2011

Disclosure History

CHAD KURTIS NELSON has 1 Disclosure Event(s).

Date: March 09, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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