CHAD MICHAEL PATTON

CHAD MICHAEL PATTON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 285 GRAND AVE STE 210, SOUTHLAKE, TX, 76092.

CHAD MICHAEL PATTON has worked at WELLS FARGO CLEARING SERVICES, LLC since August 26, 2016

Disclosure History

CHAD MICHAEL PATTON has 1 Disclosure Event(s).

Date: March 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: INITIAL CHARGE OFF AMOUNT LISTED ON CREDIT REPORT WAS $55432. FINAL SETTLEMENT AMOUNT PAID - $40000

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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