CHAD EDWARD TEDERS

CHAD EDWARD TEDERS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 921 S COLLEGE MALL RD, BLOOMINGTON, IN, 47401.

CHAD EDWARD TEDERS has worked at WELLS FARGO CLEARING SERVICES, LLC since January 06, 2011

Disclosure History

CHAD EDWARD TEDERS has 2 Disclosure Event(s).

Date: February 24, 2004
Category: Customer Dispute
Allegations: REP MISREPRESENTED THE TERMS OF THE TRANSACTION AND FAILED TO DISCLOSE THE AVAILABILITY OF OTHER SHARE CLASSES WITH POTENTIALLY LOWER EXPENSES.
Damage Amount Requested: $57,975.00
Settlement Amount: $15,000.00
Broker Comment: AMOUNT REFLECTED UNDER INDIVIDUAL CONTRIBUTION IS AMOUNT THE FA IS REQUIRED TO PAY PURSUANT TO CONTRACT SIGNED BY INDIVIDUAL. THIS AMOUNT MAY BE REDUCED BY ERRORS AND OMISSIONS INSURANCE PENDING A FINAL DETERMINATION BY THE E&O COMMITTEE AS TO COVERAGE.

Date: February 03, 2001
Category: Criminal
Charges: OWI WITH PRIOR OWI WITHIN 5 YEARS
Disposition: Dismissed

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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