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Charles Richard Bacon is currently employed as a Broker and/or Investment Adviser at SEQUENCE FINANCIAL SPECIALISTS LLC located at 1505 King Street Extension, Suite 200, Charleston, SC, 29405.
Charles Richard Bacon has worked at SEQUENCE FINANCIAL SPECIALISTS LLC since July 19, 2016
Charles Richard Bacon has 1 Disclosure Event(s).
Date: August 20, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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