CHARLES BERNARD BLOUNT

CHARLES BERNARD BLOUNT is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 440 E. PASS ROAD, GULFPORT, MS, 39507.

CHARLES BERNARD BLOUNT has worked at LOMBARD SECURITIES INCORPORATED since April 05, 2010

Disclosure History

CHARLES BERNARD BLOUNT has 1 Disclosure Event(s).

Date: June 01, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES CHURNING BY FINANCIAL CONSULTANT REGARDING HIS ACCOUNT. DAMAGES ARE NOT SPECIFIED.
Broker Comment: THIS COMPLAINT WAS DENIED WITHOUT MERIT BY MERRILL LYNCH. NO MONEY WAS ISSUED TO CLIENT. COMPLAINT WAS COMPLETELY DROPPED AGAINST REGISTERED REPRESENTATIVE

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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