CHARLES PHILIP BOHM is currently employed as a Broker and/or Investment Adviser at E D & F MAN CAPITAL MARKETS INC. located at 440 South LaSalle, Suite 1850, Chicago, IL, 60605.
CHARLES PHILIP BOHM has worked at E D & F MAN CAPITAL MARKETS INC. since February 09, 2016
Disclosure History
CHARLES PHILIP BOHM has 2 Disclosure Event(s).
Date: February 21, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGED FAILURE TO FOLLOW INSTRUCTIONS REGARDING ORDER TO CLOSE POSITIONS. Damage Amount Requested: $11,090.00 Settlement Amount: $1,500.00 Broker Comment: INITIAL CFTC REPARATIONS CLAIM DENIED IN ITS ENTIRETY; CUSTOMER APPEALED INITIAL DECISION; PARTIES SETTLED AND APPEAL WAS DISMISSED.
Date: October 16, 2007 Category: Customer Dispute Allegations: ALLEGED FAILURE TO FOLLOW INSTRUCTIONS IN CONNECTION WITH SELECTION OF MANAGER RESULTING IN LOSSES FROM FOREIGN EXCHANGE TRADING. Damage Amount Requested: $15,000.00 Settlement Amount: $5,490.43 07-054
More Information
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