CHARLES DAVID BRESKE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 574 E SANTIAGO ST, MERIDIAN, ID, 83646.
CHARLES DAVID BRESKE has worked at CETERA ADVISORS LLC since January 01, 2004
Disclosure History
CHARLES DAVID BRESKE has 4 Disclosure Event(s).
Date: April 02, 2005 Category: Customer Dispute Allegations: FAILURE TO FOLLOW INSTRUCTIONS IN PURCHASING PORTFOLIO Damage Amount Requested: $54,000.00
Date: December 18, 2002 Category: Customer Dispute Allegations: INVESTMENT IN AMERICAN SKANDIA VARIABLE ANNUITY ON 08/21/2000 CLIENT CLAIMING INVESTMENT UNSUITABLE. Damage Amount Requested: $202,950.00 Settlement Amount: $50,000.00 Broker Comment: THE CLIENT ORIGINALLY SUBMITTED A COMPLAINT ON 06/15/01 THAT WAS CLOSED / NO ACTION BY IFG NETWORK SECURITIES, INC. ON07/06/2001.
Date: September 11, 2001 Category: Customer Dispute Allegations: INVESTMENTS WERE MADE IN AMERICAN SKANDIA VARIABLE ANNUITY, AMERICAN SKANDIA ADVISORS AND IDEX FUNDS ON 09/11/2000 AND PETROLEUM DEVELOPMENT CORP., ON 10/05/2000. CLIENTS ALLEGING THE INVESTMENTS WERE UNSUITABLE. Damage Amount Requested: $339,909.00 Settlement Amount: $95,000.00 Broker Comment: AN AMMENDED STATEMENT OF CLAIM DATED 10/18/2002 WAS FILED BY CLAIMANT. ALLEGATIONS WERE TO REFLECT 10/18/2002 CLAIM.
Date: June 15, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE PLACED HER IN AN ANNUITY WHICH SHE DIDN'T UNDERSTAND OR NEED AS SHE ALREADY HAD A TAX DEFERRAL. Damage Amount Requested: $67,087.76 Broker Comment: IFG NETWORK SECURITIES, INC. RECENTLY WAS MADE AWARE THAT THE STATE OF IDAHO CONCLUDED ON JULY 6, 2001 THAT IT WAS UNABLE TO ESTABLISH THAT ANY VIOLATION OF STATE SECURITIES LAW OCCURRED.
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