CHARLES ROSSER BROWN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3120 FREDERICK ROAD, SUITE G, OPELIKA, AL, 36801.
CHARLES ROSSER BROWN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
CHARLES ROSSER BROWN has 2 Disclosure Event(s).
Date: October 27, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE INVESTMENTS AND UNAUTHORIZED TRADING - JUNE THROUGH SEPTEMBER 2006. Damage Amount Requested: $15,000.00 Settlement Amount: $12,000.00 Broker Comment: THE CLAIM WAS SETTLED FOR $12,000
Date: July 16, 2003 Category: Customer Dispute Allegations: CLIENT VERBALLY ALLEGED UNAUTHORIZED TRADING - 2001 THROUGH 2003.DAMAGES UNSPECIFIED. Settlement Amount: $12,500.00 Broker Comment: THE CLAIM WAS SETTLED FOR $12,500.
More Information
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