CHARLES PAUL BULAND

CHARLES PAUL BULAND is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 6100 S YALE AVE, TULSA, OK, 74136.

CHARLES PAUL BULAND has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978

Disclosure History

CHARLES PAUL BULAND has 2 Disclosure Event(s).

Date: October 31, 2017
Category: Customer Dispute
Allegations: The Customer alleges misrepresentation from June 2008 to August 2017.

Date: July 22, 2005
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $17,358.00
Settlement Amount: $2,872.00
Broker Comment: SETTLED TO AVOID THE TIME AND COST OF A LENGTHY ARBITRATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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