CHARLES FASSETT CAMERON is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 1300 SW 5TH AVENUE, SUITE 1950, PORTLAND, OR, 97201.
CHARLES FASSETT CAMERON has worked at D.A. DAVIDSON & CO. since December 04, 2006
Disclosure History
CHARLES FASSETT CAMERON has 1 Disclosure Event(s).
Date: January 08, 1991 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED THAT THEIR ACCOUNTS WERESUBJECT TO EXCESSIVE TRADING AND THAT INVESTMENTS SELECTED WERENOT SUITABLE. THEY ALSO CLAIMED THAT I WAS RESPONSIBLE FOR TAXLIABILITY ON CAPITAL GAINS EARNED BY THEM. CLAIMANTS SOUGHT$637,000.00 Damage Amount Requested: $637,000.00 Settlement Amount: $120,000.00 Broker Comment: THE MATTER WAS SETTLED FOR $120,000.00CLAIMANTS WERE INDIVIDUALS WHO HAD A NET WORTH OFOVER $3,000,000 AND UNDERSTOOD THE RISKS INVOLVED IN THESECURITIES THEY INVESTED IN. I COMMUNICATED ON A FREQUENTBASIS WITH CLAIMANT [CUSTOMER]AND INDEED MET WITH HISACCOUNTS ON SEVERAL OCCASSIONS. CLAIMANT ALSO RECEIVED A SBHUCHARTER STATEMENT WHICH SET OUT EACH MONTHS GAINS AND LOSSES,BOTH REALIZED AND UNREALIZED ON POSITIONS PURCHASED AND/OR SOLDAT SMITH BARNEY
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