CHARLES J CLINE

CHARLES J CLINE is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 5670 SEPULVEDA BLVD., CULVER CITY, CA, 90230.

CHARLES J CLINE has worked at J.P. MORGAN SECURITIES LLC since May 06, 2013

Disclosure History

CHARLES J CLINE has 1 Disclosure Event(s).

Date: June 02, 2015
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FRAUD IN REGARDS TO THE TRANSFER OF $7929.76 TO THE CUSTOMER'S BANK ACCOUNT AT ANOTHER FIRM. ACTIVITY DATES 02/14/2014-06/02/2015.
Damage Amount Requested: $7,929.76

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CHARLES J CLINE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.