CHARLES EDWARDS COLEMAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 19 MAIN ST, STE 102, KENNEBUNK, ME, 04043.
CHARLES EDWARDS COLEMAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 22, 1981
Disclosure History
CHARLES EDWARDS COLEMAN has 1 Disclosure Event(s).
Date: July 26, 2002 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THAT I DID NOT EXECUTE TRANSACTIONS ON THEIR BEHALF IN A TIMELY MANNER. AS A RESULT, THEY CLAIMED TO HAVE INCURRED MARKET LOSSES. Damage Amount Requested: $8,797.68 Settlement Amount: $5,041.00 Broker Comment: IT WAS DETERMINED THAT I DELAYED IN SUBMITTING THE REQUIRED PAPERWORK FOR THE CLIENTS IN A TIMELY MANNER.
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