CHARLES WALTER COLLINS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 260 BROOKSTONE, CENTRE PARKWAY, COLUMBUS, GA, 31904.
CHARLES WALTER COLLINS has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
CHARLES WALTER COLLINS has 2 Disclosure Event(s).
Date: October 21, 2005 Category: Employment Separation After Allegations Firm Name: MERRILL LYNCH,PIERCE,FENNER &SMITH, INC Termination Type: Discharged Allegations: MR. COLLINS' EMPLOYMENT WAS TERMINATED ON OCTOBER 21,2005,AFTER THE FIRM CONCLUDED THAT HE HAD VIOLATED THE FIRM'S POLICIES REGARDING THE ACCEPTANCE OF GIFTS AND GRATUITIES.
Date: October 17, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND FAILED TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $101,000.00 Broker Comment: AS OF OCTOBER 17, 2007, THIS ITEM IS NO LONGER REPORTABLE.
More Information
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