CHARLES CONRAD is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 29691 Lorain Rd, North Olmsted, OH, 44070.
CHARLES CONRAD has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 03, 2016
Disclosure History
CHARLES CONRAD has 3 Disclosure Event(s).
Date: July 27, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 27, 2007 Category: Regulatory Initiated By: OHIO SUPREME COURT Allegations: FAILURE TO REGISTER AS INACTIVE WITH STATE BAR ASSOCIATION AND SUSPENDED AS A RESULT OF NOT MAINTAINING CONTINUING LEGAL EDUCATION. Resolution: Acceptance, Waiver & Consent(AWC) SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: NA Duration: UNTIL CLE CURRENT Duration Explanation: SUSPENDED FROM PRACTICE OF LAW UNTIL ALL CLES ARE CURRENT. I HAVE NO DESIRE TO PRACTICE LAW Start Date: 4/27/2007
Date: August 23, 2003 Category: Judgment / Lien Judgment/Lien Amount: $3,402.55 Judgment/Lien Type: Civil Broker Comment: RESULT OF BEING FORCED TO BREAK A LEASE AFTER MY EMPLOYER TRANSFERRED MY OFFICE FOR THE THIRD TIME IN 4 MONTHS. RESTITUTION IS CURRENTLY BEING MADE
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