CHARLES ROBERT ELHOFF

CHARLES ROBERT ELHOFF is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2535 E. Southlake Boulevard, Suite 100, Southlake, TX, 76092.

CHARLES ROBERT ELHOFF has worked at LPL FINANCIAL LLC since June 27, 2014

Disclosure History

CHARLES ROBERT ELHOFF has 2 Disclosure Event(s).

Date: October 25, 2016
Category: Customer Dispute
Allegations: Unsuitable illiquid investments. Date of Activity -9/12/2009-10/21/2009

Date: May 24, 1990
Category: Customer Dispute
Allegations: BREACH OF CONTRACT, NEGILGENCE, FRAUD,IMPLIED WARRANTIES, MISREPRESENTATION FOR $250,000 PLUSATTORNEY FEES.
Damage Amount Requested: $250,000.00
Settlement Amount: $27,500.00
Broker Comment: AGREED ORDER OF DISMISSAL WITH PREJUDICE VIAMEDIATION, RELEASED AND DISCHARGED FROM ALL CLAIMS AND DEMANDS.BROKER DEALER PAID $15,000. BAKER, ELHOFF & WHITE PAID $12,500(C. ELHOFF SHARE WAS APPROX. $4,625).SUED BY CUSTOMER OVER FOUR INVESTMENTS PURCHASEDIN 1984-85. CUSTOMER HAD ALREADY RECEIVED SETTLEMENT ON ONEINVESTMENT FROM GENERAL PARTNER. ALL INVESTMENTS WERE STILLACTIVE, ALTHOUGH NOT PERFORMING AS CLIENT WANTED. SETTLEDTHROUGH MEDIATION AFTER 4 1/2 YEARS.

More Information

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