CHARLES LEON EVANS

CHARLES LEON EVANS is currently employed as a Broker and/or Investment Adviser at PROSPERA FINANCIAL SERVICES, INC. located at 2112 Fawnwood Drive, Plano, TX, 75093.

CHARLES LEON EVANS has worked at PROSPERA FINANCIAL SERVICES, INC. since July 28, 2014

Disclosure History

CHARLES LEON EVANS has 2 Disclosure Event(s).

Date: April 06, 2016
Category: Regulatory

Date: July 24, 2014
Category: Employment Separation After Allegations
Firm Name: WELLS FARGO
Termination Type: Discharged
Allegations: FAILURE TO FOLLOW BROKER PROTOCOL AND SUBMISSION OF INACCURATE ACATS

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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