CHARLES LEE GOLD

CHARLES LEE GOLD is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 901 E. BYRD ST., SUITE 500, RICHMOND, VA, 23219.

CHARLES LEE GOLD has worked at BB&T SECURITIES, LLC since November 16, 2012

Disclosure History

CHARLES LEE GOLD has 1 Disclosure Event(s).

Category: Regulatory
Initiated By: NEW YORK STOCK EXCHANGE
Resolution: Decision SanctionDetails:
Sanctions: Suspension
Broker Comment: GOLD WAS SUSPENDED FOR 30 DAYS BY ANDERSON & STRUDWICK,INC.FROM 8/20 TO 9/20/71. THE SUSPENSION WAS REVIEWED BY THE NYSEAND IT WAS DETERMINED THAT THE SUSPENSION WAS THE PROPER ANDFULL DISCIPLINARY ACTION TO BE TAKEN.

More Information

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