CHARLES R. GREEN

CHARLES R. GREEN is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 1612 SUMMIT AVE, SUITE 350, FORT WORTH, TX, 76102.

CHARLES R. GREEN has worked at SAGEPOINT FINANCIAL, INC. since October 08, 2015

Disclosure History

CHARLES R. GREEN has 1 Disclosure Event(s).

Date: December 01, 2000
Category: Customer Dispute
Allegations: CLIENT'S DAUGHTER DID NOT LIKE THAT INVESTMENT WAS MOVED FROM A FIXED ANNUITY TO A VARIABLE ANNUITY. THE NASD INVESTIGATED AND NO ACTION WAS TAKEN.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN TX WITH DISCLOSURE EVENTS

To view the full report for CHARLES R. GREEN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal