CHARLES FRANCIS HILL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1800 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.
CHARLES FRANCIS HILL has worked at UBS FINANCIAL SERVICES INC. since June 30, 1986
Disclosure History
CHARLES FRANCIS HILL has 1 Disclosure Event(s).
Date: January 03, 1997 Category: Customer Dispute Allegations: ALLEGED FAILURE TO SUPERVISE A FORMER BROKERIN THE SALE OF APPROXIMATELY 275,000 SHARES OF SAATCHI &SAATCHI FROM 1988 TO 1991. SOUGHT DAMAGES OF $1,750,000 ANDPUNITIVE DAMAGES OF $500,000. COMPLAINT RECEIVED BYPAINEWEBBER Damage Amount Requested: $1,750,000.00 Settlement Amount: $390,000.00 Broker Comment: PAINEWEBBER SETTLED FOR $390,000 IN INTEREST OFCLIENT RELATIONS.MR HILL WAS NAMED IN HIS SUPERVISORY CAPACITY.THE CLAIMANTS WITHDRAW WITH PREJUDICE AND DISMISSED HIM AS ARESPONDENT IN NASD CASE #95-05161.
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