CHARLES LAND HITE is currently employed as a Broker and/or Investment Adviser at CAPFINANCIAL SECURITIES, LLC. located at 4208 SIX FORKS RD, SUITE 1700, RALEIGH, NC, 27609.
CHARLES LAND HITE has worked at CAPFINANCIAL SECURITIES, LLC. since October 22, 2009
Disclosure History
CHARLES LAND HITE has 1 Disclosure Event(s).
Date: November 20, 2009 Category: Customer Dispute Allegations: CLIENT'S ATTORNEY ALLEGES THE FA MADE UNSUITABLE RECOMMENDATIONS WHEN HE RECOMMENDED THE PURCHASE OF SIGULER GUFF BRIC WHICH DOES NOT MEET THE CLIENT'S INVESTMENT OBJECTIVES. ALLEGED UNSPECIFIED DAMAGED BUT DETERMINED TO BE GREATER THAN $5,000. (01/08/2008) **ARBITRATION ALLEGATIONS: **ARBITRATION ALLEGATIONS: NORTH CAROLINA RESIDENT ALLEGES THAT FA IGNORED HIS INVESTMENT INSTRUCTIONS. CLAIMANT IS SEEKING DAMAGES OF $65,000. Damage Amount Requested: $65,000.00 Settlement Amount: $40,000.00 Broker Comment: THE ALLEGATIONS RAISED IN THE STATEMENT OF CLAIM ARE MERITLESS, AND I AM VIGOROUSLY CONTESTING THEM. WITHOUT ADMITTING ANY LIABILITY, MY FORMER EMPLOYER SETTLED THE MATTER FOR $40,000 TO AVOID THE EXPENSE AND UNCERTAINTY OF ARBITRATION.
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