CHARLES M JENKINS is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 2339 HIDDEN TIMBER DRIVE PA 152, UPPER ST. CLAIR, PA, 15241.
CHARLES M JENKINS has worked at LOMBARD SECURITIES INCORPORATED since February 05, 2016
Disclosure History
CHARLES M JENKINS has 2 Disclosure Event(s).
Date: January 04, 2016 Category: Employment Separation After Allegations Firm Name: Janney Montgomery Scott LLC Termination Type: Discharged Allegations: Unauthorized Trading. Broker Comment: This was a simple misunderstanding between broker and client on a very small transaction to generate cash for monthly distribution. (4 shares of stock; $1 commission).
Date: April 12, 2013 Category: Employment Separation After Allegations Firm Name: PNC INVESTMENTS Termination Type: Discharged Allegations: CHARLES JENKINS WAS TERMINATED WHILE ON HEIGHTENED SUPERVISION FOR FAILURE TO OBTAIN REQUIRED PRE-APPROVALS AND A CUSTOMER COMPLAINT ALLEGING UNAUTHORIZED TRADING.
More Information
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