CHARLES HOWARD JONES is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 3950 FOSSIL CREEK BLVD., SUITE 205, FT WORTH, TX, 76137.
CHARLES HOWARD JONES has worked at PRUCO SECURITIES, LLC. since February 12, 1982
Disclosure History
CHARLES HOWARD JONES has 2 Disclosure Event(s).
Date: January 25, 2013 Category: Customer Dispute Allegations: REGARDING THE 1987 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGES THAT THE REPRESENTATIVEDID NOT FULLY DISCLOSE ALL THE FACTS REGARDING THE DURATION OF PREMIUM PAYMENTS AND THE CLIENT ALSO ALLGES FUNDING VIA LOANS. Broker Comment: THIS CONCERNS A POLICY INCLUDED IN THE CLASS OF POLICIES THAT WAS THE SUBJECT OF A NATIONWIDE CLASS ACTION SETTLEMENT IN WHICH PRUDENTIAL, ITS INSURANCE AFFILIATES AND PERSONNEL WERE RELEASED CONCERNING LIFE INSURANCE SALES PRACTICES. THE CLASS ACTION SETTLEMENT REMEDIATION PROCESSES FOR ADDRESSING CLAIMS FOR POLICIES INCLUDED IN THE CLASS HAVE CONCLUDED. BECAUSE THE COMPANY AND THE REPRESENTATIVE(S) WERE RELEASED FROM ANY FURTHER LIABILITY OR OBLIGATION WITH RESPECT TO CLAIMS LIKE THOSE MADE BY THE POLICYHOLDER, THE COMPANY IS NOT REVIEWING THIS INQUIRY AND IS MAKING NO FINDING OR FURTHER FILING REGARDING THIS INQUIRY.
Date: October 24, 2005 Category: Customer Dispute Allegations: REGARDING THE 7/2/03 ADVATAGE ACCOUNT, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING MATERIAL FACTS.THIS MATTER IS BEING REPORTED BECAUSE THE COMPLAINT HAS ALLEGED NO DOLLAR AMOUNT AND THE FIRM HAS NOT MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT WOULD BE LESS THAN $5,000. Settlement Amount: $5,000.00 Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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