CHARLES B LEFKOWITZ

CHARLES B LEFKOWITZ is currently employed as a Broker and/or Investment Adviser at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located at 3600 W. RAY RD, APT. 2051, CHANDLER, AZ, 85226.

CHARLES B LEFKOWITZ has worked at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER since May 03, 1988

Disclosure History

CHARLES B LEFKOWITZ has 2 Disclosure Event(s).

Date: January 31, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $431,041.78
Judgment/Lien Type: Tax
Broker Comment: TAX YEARS - 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010.

Date: September 20, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $213,657.73
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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