CHARLES LESKO

CHARLES LESKO is currently employed as a Broker and/or Investment Adviser at LESKO SECURITIES INC. located at 53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY, 13901.

CHARLES LESKO has worked at LESKO SECURITIES INC. since June 25, 1998

Disclosure History

CHARLES LESKO has 1 Disclosure Event(s).

Date: January 08, 1992
Category: Regulatory
Initiated By: STATE OF NEW YORK INSURANCE DEPT.
Allegations: ON 74 OCCASIONS IN 1989 & UNINTENTIONALLYAIDED EMPIRE BENEFITS PLAN (EBP), AN UNLICENSED INSURER INCONDUCTING INSURANCE BUSINESS CONTRARY TO STATE INSURANCE LAWS.
Resolution: Consent SanctionDetails:
Sanctions: Monetary/Fine SanctionDetails:
Amount: $740.00 Sanction Details: I SIGNED A STIPULATION AND PAID A FINE OF$740.00. THIS STIPULATION CONSTITUTES ADMISSION OF ANUNINTENTIONAL VIOLATION OF INSURANCE LAW.
Broker Comment: I WAS ASSURED BY EBP SPONSORS THAT THEY WERE ABONA-FIDE ERISA PLAN EXEMPT FROM STATE INSURANCE REGULATION,WHICH IT TURNS OUT THEY WEREN'T. I HASD BEEN INVOLVED INSELLING THEIR HEALTH INSURANCE PROGRAM TO SMALL BUSINESS.

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