CHARLES SULLIVAN MARSTON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 600 SUPERIOR AVE E. - 27TH FLOOR, CLEVELAND, OH, 44114.
CHARLES SULLIVAN MARSTON has worked at UBS FINANCIAL SERVICES INC. since January 28, 1995
Disclosure History
CHARLES SULLIVAN MARSTON has 1 Disclosure Event(s).
Date: May 25, 2017 Category: Customer Dispute Allegations: Time Frame: February 26, 2015 to June 30, 2016 Counsel alleges that UBS personnel improperly listed the Long Trust as the primary beneficiary for the Long IRA, even though the instructions was to keep Mr. Long's three daughters as the primary beneficiaries. The Counsel further alleges that without his client's knowledge and consent and contrary to her expressed desire, that the proceeds of the Long IRA were moved to the Long. The alleged damages are estimated to be in excess 0f $5,000.00.
More Information
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