CHARLES CLARK MASON

CHARLES CLARK MASON is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 2 NORTH CASCADE AVE, SUITE 600, COLORADO SPRINGS, CO, 80903.

CHARLES CLARK MASON has worked at AXA ADVISORS, LLC since October 20, 1980

Disclosure History

CHARLES CLARK MASON has 2 Disclosure Event(s).

Date: February 13, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT SHE PURCHASED A VARIABLE LIFE INSURANCE POLICY BASED ON THE AGENT'S REPRESENTATION THAT THE PREMIUM WOULD NEVER CHANGE. DAMAGES UNSPECIFIED.
Settlement Amount: $36,200.00
Broker Comment: AXA EQUITABLE AGREED TO PAY ANY PREMIUMS REQUIRED TO KEEP THE POLICY IN FORCE UNTIL POLICY MATURES.LOSS TO FIRM: $36,200.00. RR CHARLES MASON'S ERRORS AND OMISSIONS CARRIER CONTRIBUTED THE FULL AMOUNT TO THE SETTLEMENT.

Date: September 01, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE PURCHASED A VARIABLE LIFE INSURANCE POLICY BASED ON THE AGENT'S REPRESENTATION THAT THE PREMIUM WOULD NEVER CHANGE. DAMAGES UNSPECIFIED.
Settlement Amount: $26,000.00
Broker Comment: AXA EQUITABLE AGREED TO REINSTATE THE POLICY AND PAY ANY PREMIUMS REQUIRED TO KEEP THE POLICY IN FORCE. TOTAL LOSS IS $26,000.00. RR CHARLES MASON'S ERRORS AND OMISSIONS CARRIER CONTRIBUTED THE TOTAL AMOUNT TO THE SETTLEMENT.

More Information

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