CHARLES ALBERT MCGLYNN

CHARLES ALBERT MCGLYNN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 500 OFFICE CENTER DRIVE, SUITE 400, FORT WASHINGTON, PA, 19034.

CHARLES ALBERT MCGLYNN has worked at LPL FINANCIAL LLC since June 01, 2012

Disclosure History

CHARLES ALBERT MCGLYNN has 1 Disclosure Event(s).

Date: May 01, 2008
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS HER INVESTMENT PORTFOLIO WAS ALLEGEDLY UNSUITABLE RESULTING IN LOSSES SINCE THE BEGINNING OF 2008.
Damage Amount Requested: $39,053.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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